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Securities Commission of New Zealand
Results: 469

#	Item
461	LISTING AUTHORITY LISTING RULES Listing Authority Add to Reading List Source URL: www.mfsa.com.mt Language: English - Date: 2012-06-06 08:43:41 Investment Finance Prospectus Security Listing Rules Securities Commission of New Zealand Official List Undertakings for Collective Investment in Transferable Securities Directives Securities Exchange Act Financial economics Stock market Securities
462	Legislative Appropriations Request for Fiscal Years 2014 and 2015 Submitted to the Governor’s Office of Budget, Planning and Policy and the Legislative Budget Board Add to Reading List Source URL: www.ssb.state.tx.us Language: English - Date: 2014-01-23 10:12:25 Business U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Securities regulation in the United States Investment Advisor Securities and Exchange Commission Securities Commission of New Zealand Securities Act Financial Industry Regulatory Authority United States securities law Financial regulation Government
463	DAVE S. SMITH, EXECUTIVE DIRECTOR 15 MAY 2013 Bahamas Institute of Financial Services Bankers Week British Colonial Hilton Add to Reading List Source URL: www.scb.gov.bs Language: English - Date: 2013-07-09 09:14:33 Business Financial markets Financial regulation International Organization of Securities Commissions Securities Commission of New Zealand Financial statement Regulatory compliance Audit Capital market Finance Accountancy Auditing
464	Message to OSC Staff and Commissioners from David Wilson Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 17:43:46 Canadian securities regulation Business Government Securities regulation in the United States Ontario Securities Commission Sarbanes–Oxley Act Securities fraud Collective Security Treaty Organisation Securities Commission of New Zealand International relations United States securities law Canadian law
465	AORANGI SECURITIES LIMITED & HUBBARDS – STATUTORY MANAGEMENT FACT SHEET Aorangi Securities Limited Add to Reading List Source URL: www.beehive.govt.nz Language: English - Date: 2010-06-20 00:57:38 Types of business entity Equity Securities Commission of New Zealand Corporation Trust law Security Finance Law Allan Hubbard Legal entities
466	Morgan Keegan and Morgan Asset Management agree to $200 Million Settlement with State and Federal Regulators (June 22, 2011) Joseph P. Borg, Director of the Alabama Securities Commission; Charles A. Vice, Add to Reading List Source URL: www.asc.alabama.gov Language: English - Date: 2011-06-22 16:41:14 Securities and Exchange Commission Morgan Keegan & Company Securities Commission of New Zealand Financial system Business Jim Kelsoe Joseph Borg Government U.S. Securities and Exchange Commission
467	PDF Document Add to Reading List Source URL: www.iosco.org Language: English - Date: 2011-10-04 13:15:46 Mathematical finance Economics Financial regulation International Organization of Securities Commissions Algorithmic trading High-frequency trading Securities Commission of New Zealand Securities Commission Dark liquidity Financial markets Finance Financial economics
468	PDF Document Add to Reading List Source URL: www.iosco.org Language: English - Date: 2003-03-11 08:30:48 Law Public administration Securities Commission of New Zealand Securities Commission Regulation Securities regulation in the United States Canadian securities regulation Securities and Exchange Board of India Act Financial regulation International Organization of Securities Commissions Government
469	PDF Document Add to Reading List Source URL: www.iosco.org Language: English - Date: 2007-10-22 10:56:00 Government Securities Commission of New Zealand Securities Commission Law Regulation Securities and Exchange Board of India Act Canadian securities regulation Financial regulation International Organization of Securities Commissions Economics